WINTOFX provides information on globally recognized regulatory authorities to help investors access reliable data when choosing brokers. Each regulator is responsible for overseeing the financial markets within its own country and jurisdiction.
Financial Conduct Authority (FCA) – United Kingdom
Oversees financial institutions operating in the United Kingdom. Ensures licensed brokers comply with strict rules and protects investor funds.
Australian Securities & Investments Commission (ASIC) – Australia
Regulates investment services in Australia. Requires client funds to be held in segregated accounts and enforces transparent reporting obligations.
Cyprus Securities and Exchange Commission (CySEC) – Cyprus
Operates under European Union-compliant regulations. Issues licenses valid across the EU for Forex brokers.
U.S. National Futures Association (NFA) – United States
Regulates derivatives markets and Forex brokers in the U.S. Known for strict supervision and high capital requirements.
U.S. Commodity Futures Trading Commission (CFTC) – United States
The legal regulator for futures and derivatives markets. Can impose penalties to protect investor rights.
Financial Markets Authority (FMA) – New Zealand
Oversees financial services in New Zealand. Requires licensed institutions to operate fairly.
Securities and Futures Commission (SFC) – Hong Kong
Regulates all securities and derivatives markets in Hong Kong. Enforces strict measures to prevent market manipulation.
Monetary Authority of Singapore (MAS) – Singapore
Regulates banking and investment services in Singapore. Considered a highly reputable regulator.
Financial Sector Conduct Authority (FSCA) – South Africa
Oversees financial services in South Africa. Warns investors about unlicensed brokers.
Swiss Financial Market Supervisory Authority (FINMA) – Switzerland
Supervises all financial markets in Switzerland. Enforces high security standards for banks and brokers.
